Consulting- Supervisor - AML & Regulatory Compliance

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We are seeking an experienced consultant with BSA/AML, and specifically, AML Model Validation experience in our Dallas office who will execute BSA/AML independent audits in addition to technical and data validation related activities for model validation, system/technology implementation, and other related projects in the Bank Secrecy Act (BSA) / Anti-Money Laundering (AML), Sanctions, and regulatory compliance domain.  This role will focus on our financial institution clients, including banks credit unions, and other financial services organizations.

The Consultant will be responsible for assisting in the evaluation of the organization’s BSA/AML compliance program, underlying technical processes and data for BSA/AML, Sanctions, and other regulatory compliance models to assess that they contain accurate and complete data and are functioning as intended. The consultant will focus on independent testing, risk assessments and look-back engagements and may be asked to participate in other regulatory compliance engagements based on skillset and availability

Responsibilities Include: 

  • Demonstrate expertise in BSA/AML and Sanctions including model validation, BSA/AML program independent testing, and other BSA/AML advisory services

  • Contribute to strong client relationships through positive client support and sound expertise

  • Work individually or as part of a team to provide project execution on client engagements

  • Supervise junior staff and serve as engagement “in-charge”

  • Execute project deliverables in a manner consistent with our client's business objectives

Basic Qualifications:                                                                                                           


  • Experience with BSA/AML and sanctions requirements for financial institutions and ability to apply risk-based concepts to a variety of client scenarios
  • Experience with data analysis, data integration and data validation activities with financial institutions.
  • Experience using or analyzing common suspicious activity monitoring and sanctions screening systems
  • Experience developing written summary and analysis of technical testing and AML model validation activities.
  • Experience with SQL, Microsoft Excel, Microsoft Access, R, and/or reporting and analytics tools.
  • Ability to communicate and work with information technology personnel.
  • Ability to gather and manipulate data from disparate sources and forms.
  • Strong analytical, attention to detail, and organizational skills
  • Bachelor's degree in Finance, Accounting or related business field of study
  • Willingness to travel up to 60% of time annually

  • Minimum 3 years of experience in a professional services firm, financial institution or financial institution regulatory agency

  • Excellent verbal, written and interpersonal communication skills

Preferred Qualifications: 

  • CAMS or equivalent certification

  • Working knowledge of other regulatory compliance areas (e.g. Regulation B, C, Z, RESPA, HMDA)

You want your next step to be the right one. You've worked hard to get where you are today. And now you're ready to use your unique skills, talents and personality to achieve great things. RSM is a place where you are valued as an individual, mentored as a future leader, and recognized for your accomplishments and potential. Working directly with clients, key decision makers and business owners across various industries and geographies, you'll move quickly along the learning curve and our clients will benefit from your fresh perspective.

Experience RSM US. Experience the power of being understood.

RSM is an equal opportunity/affirmative action employer. Minorities/Females/Disabled/Veterans.
Job ID req2515
Line of Business: Consulting Services
SubFunction: RAS AML & Reg Compliance
Job Type: Full Time
Req #: req2515
Location: One Galleria Tower, 13355 Noel Rd 8th Floor/LB 4, Dallas, TX US
Region: Central Region
Job Category: Business Consulting/Technology
Employment Type: Experienced
Degree Required: Bachelor
Travel: Yes
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